Flexible Compliance & Advertising Review Consultant
ACA Group · Durham, North Carolina ·
Posted May 20
Full-Time
About this role
ACA Group based in Durham, North Carolina, is seeking a Compliance Consultant responsible for reviewing investment company materials to ensure compliance with SEC and FINRA regulations. This role involves daily interactions with clients and regulatory contacts, monitoring compliance, and providing guidance. Candidates should have a Bachelor's degree in finance and a minimum of three years’ related compliance experience. Benefits include medical coverage, 401(k) plans, and unique perks like Student Debt Forgiveness and Pet Insurance.
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